Our most requested compliance documents can be found here. If you do not see the document you are looking for, please contact your account executive or call 800-247-6729.

CAPIS Derivatives Overview

Posted on October 4, 2022

CAPIS Trader Biographies

Posted on October 4, 2022

CAPIS Trading Solutions

Posted on October 4, 2022

CAPIS Portfolio Trading

Posted on October 4, 2022

CAPIS Global Trading Network

Posted on October 4, 2022

CAPIS Global Equity

Posted on October 4, 2022

CAPIS Commission Recapture Brochure

Posted on September 13, 2022

Foreside Partner Spotlight: CAPIS

Posted on September 13, 2022

Virtual Panel RECAP

Posted on September 13, 2022

CAPIS Panel – Banking on Tech

Posted on September 13, 2022

Outsourced Content Piece

Posted on September 13, 2022

CAPIS Mutual Fund Recapture Sheet

Posted on September 13, 2022