Transition Management

Assists clients with transitioning assets since 1998.

Individualized Attention That Is Essential

CAPIS’ seasoned transition management team is dedicated to providing you with the individualized attention that is essential to carrying out a successful transition event, no matter how big or small. Whether there has been a shift in asset allocation, a change in investment style, or the hiring of a new manager, CAPIS can help streamline the process of your transition event. As one of the largest independent transition managers in the industry, we have developed a highly coordinated, customized transition process to minimize cost and manage market impact resulting from changes in asset allocations. Public plans, endowments and foundations, and consultants entrust their transition needs to CAPIS because of our commitment to superior execution, as well as our unwavering focus on risk management and client communication.

The CAPIS Transition Management Team Provides:
  • A single point of contact to coordinate all aspects of the transition.
  • Proprietary analytics to assess pre- and post-trade performance.
  • Customizable execution strategies to ensure that your event is well-coordinated, individualized to your specific needs, and most of all successful.

No matter the size of the transition event, the CAPIS team provides hands-on attention and personalized solutions.

24/6 Global Trading Desk

The CAPIS trading desk offers global equity, fixed income, derivative, and portfolio trading services.

  • 17 People
  • 24 years of average experience

What We Cover

Global Equity

We use the latest technology to execute our trades, while also offering the personal attention of a block trader. CAPIS’ 24-hour global trading desk delivers superior execution and exceptional trading coverage. And whether you use an electronic trading system or prefer to talk to a human trader, you’ll receive the same superior client service.

Fixed Income

A pioneer of agency trading in fixed income instruments, CAPIS is one of the only brokers that continues to provide research credit on eligible fixed income trades.


Enhance your trading strategies using options and futures. Our derivatives trading desk can help you customize trading strategies to optimize your portfolio and reduce your risk exposure. Options are also eligible for research credit in our CCA/CSA program.

Portfolio Trading

Our portfolio trading desk can implement a coordinated strategy or trading algorithm specifically tailored to your needs. Not only do our traders utilize the most sophisticated trading technology, but they are also involved throughout the entire process to ensure a personalized level of service.

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