Since 1977, CAPIS has provided superior global agency trading, commission management tools, and independent research solutions to investment managers and plan sponsors. As one of the few independent institutional brokers in the industry, CAPIS provides unbiased solutions and conflict-free execution.

Commission Management Solutions

Clients have benefited from our CSA/CCA programs for over four decades.

Outsourced / Supplemental Trading

A consultative process.

Bank & Trust Services

Helps clients trade more efficiently to meet their fiduciary obligation to seek best-execution.

Transition Management

Assists clients with transitioning assets since 1998.

WRAP/Custodial Solutions

Enables RIAs to efficiently aggregate orders, execute blocks, trade-away, and process step-outs.

Commission Recapture

Custom analysis, online tools and detailed compliance reporting