Capital Institutional Services, Inc.

Delivering Best Execution Solutions Since 1977

Research Briefing Recap

April Research Briefing with Asbury Research

CAPIS Insight

The Worst Kept Secrets of the Wrap and Custodial Platform

Agency Brokerage. Transparent Solutions.

Since we don’t engage in proprietary trading, work with subsidiaries, or pursue any outside interests, we’re able to focus solely on the needs of our clients. Everything we do is completely transparent. You know exactly what you’re paying for execution and research, and you know exactly where your orders are executing.

Commission Management Solutions

Clients have benefited from our CSA/CCA programs for over four decades.

Outsourced / Supplemental Trading

A consultative process.

Bank & Trust Services

Helps clients trade more efficiently to meet their fiduciary obligation to seek best-execution.

Transition Management

Assists clients with transitioning assets since 1998.

WRAP/Custodial Solutions

Enables RIAs to efficiently aggregate orders, execute blocks, trade-away, and process step-outs.

Commission Recapture

Custom analysis, online tools and detailed compliance reporting

Kevin Samuel


“Throughout the entire (creative) process, the CAPIS team was engaged, thoughtful, and collaborative about the solutions they needed to create for their clients. Both the LiquidityBook and CAPIS teams share this dedication to our clients, and to delivering innovative, efficient solutions that stand out from the pack. CAPIS’ outsourced trading and ARC offerings are perfect illustrations of this, and we’re proud to support their development.”

Deborah H.

Associated Bank

“We truly enjoy working with the CAPIS team. The trading desk staff is knowledgeable and has provided assistance where other firms could or would not. Customer service is superb, with quick responses to our requests. They have also developed several workflow processes that have created daily efficiencies. Working with CAPIS you feel you are engaged with a group of individuals that truly care about you and your business. You are part of their team. They are a great fit for our business needs.”

CAPIS Morning Note – 04/26/23: NASDAQ Futures Strong, S&P 500 Up But Off Highs On Bank Woes. UK Regulator Kills Microsoft Activision Deal.
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April 2023 Research Briefing with Asbury Research
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The Worst Kept Secrets of the Wrap and Custodial Platform Industry
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Our Employees are Our Greatest Assets

Looking for a career in institutional brokerage? At CAPIS, we recognize that our success is due to the talent and dedication of our employees. Because our business is focused on the client experience, we are always looking for extraordinary service oriented people.

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