Experience

the Difference

Trade execution and commission management
services for institutional investors

Trading Excellence.
Transparency.
TrusT.

Over the course of nearly 50 years, we’ve honed our solutions to provide you with the best trading and commission management experience possible. Here’s how we do it.




By concentrating our resources exclusively on trade execution and commission management, we’ve developed the skills, relationships, and technology needed to provide the best trading results.

  • Full-service trading in global equities, fixed income, options, futures, and FX
  • Outsourced and supplemental trading to support your strategy
  • Lack of conflicts associated with affiliated venues, proprietary trading accounts, and internal investment management
  • Experienced traders always on the lookout for the best venues and trading platforms

Through continual, open communication, we make sure you always know exactly who is managing your order and how it is being executed. We have nothing to hide.

  • Single-trader points of contact who learn your business inside and out

  • Fully disclosed trading and research services, so you know exactly how commission dollars are being spent
  • Third-party transaction cost analysis (TCA) available in real time and on a quarterly basis

  • A multi-asset trading platform with a separate, fully segregated platform for outsourced trading

Our client relationships are built on an unwavering trust that comes from putting your interests first. Our offerings are compliance-driven and customizable to best meet your precise needs.

  • No market making, proprietary trading, or internal asset management conflicts

  • Unwavering prioritization of client interests, creating an agency model that’s among the cleanest in the industry
  • A history of building decades-long client relationships, often with the same sales and trading contacts 

  • Intense focus on client service that forms the foundation for every client interaction

Trading Excellence.
Transparency.
TrusT.

Over the course of nearly 50 years, we’ve honed our solutions to provide you with the best trading and commission management experience possible. Here’s how we do it.

HIGH-TOUCH,
HIGH-PERFORMANCE

By concentrating our resources exclusively on trade execution and commission management, we’ve developed the skills, relationships, and technology needed to provide the best trading results.

  • Full-service trading in global equities, fixed income, options, futures, and FX
  • Outsourced and supplemental trading to support your strategy
  • Lack of conflicts associated with affiliated venues, proprietary trading accounts, and internal investment management
  • Experienced traders always on the lookout for the best venues and trading platforms

CRYSTAL-CLEAR TRANSPARENCY

Through continual, open communication, we make sure you always know exactly who is managing your order and how it is being executed. We have nothing to hide.

  • Single-trader points of contact who learn your business inside and out

  • Fully disclosed trading and research services, so you know exactly how commission dollars are being spent
  • Third-party transaction cost analysis (TCA) available in real time and on a quarterly basis

  • A multi-asset trading platform with a separate, fully segregated platform for outsourced trading

ONCE A CLIENT, ALWAYS A CLIENT

Our client relationships are built on an unwavering trust that comes from putting your interests first. Our offerings are compliance-driven and customizable to best meet your precise needs.

  • No market making, proprietary trading, or internal asset management conflicts

  • Unwavering prioritization of client interests, creating an agency model that’s among the cleanest in the industry
  • A history of building decades-long client relationships, often with the same sales and trading contacts 

  • Intense focus on client service that forms the foundation for every client interaction

Unique, Client-Focused Solutions

Superior global trading solutions, commission management tools,
and innovative technology to support your needs

Commission Management Solutions

An array of tools and services designed to help you manage your commissions budget, including commission sharing arrangements (CSAs) and third-party research

Bank & Trust Services

A full suite of trading capabilities to help you transact more efficiently while seeking best execution

WRAP / Custodial Solutions

An alternative to trade rotation, CAPIS ARC (Allocation, Reconciliation, and Clearing) enables you to improve execution and minimize performance disparity

Outsourced / Supplemental Trading

A consultative trading process that empowers you to focus on what you do best: managing assets and client relationships

Transition Management

A hands-on, transparent transition process designed to minimize implementation shortfall by reducing market impact and opportunity cost risk

Commission Recapture

CAPIS ALLY reports are designed to maximize the benefits of commission recapture and help you monitor brokerage allocation and execution quality

True Partnership

Partner with us and you’ll experience expert, customized solutions with a distinctly human touch. Let our clients tell you more.

Our Latest

News & Insights

We are pioneers in trading and commission management – and we never stop evolving. Watch this space for company announcements, research briefs, and insights on today’s trading landscape.

April 16, 2024

CAPIS Morning Note – 04/16/24: Stocks Rebound Overnight After Two Days Of Selling

March 13, 2024

Defining Outsourced Trading: Tackling 3 Common Misconceptions Among RIAs

March 21, 2024

CAPIS March Research Briefing with Fund@mental

Careers @ CAPIS

Looking for a career in institutional sales and trading? What about a chance to work with the latest technology? At CAPIS, our success is largely due to the talent and dedication of our employees – and we’re always looking for client service-oriented individuals to join our team.

Start a Relationship Today

Trading excellence defines everything we do. Join some of the industry’s top institutional investors and experience the difference for yourself.

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