Helps clients trade more efficiently to meet their fiduciary obligation to seek best-execution.
Seeking The Best Execution
The CAPIS team works hard to help bank & trust departments trade more efficiently and meet their fiduciary obligation to seek best execution. Whether you prefer a traditional high-touch desk or electronic solutions, we have various options to best suit your needs.
Dedicate a senior trader as a single point of contact for all executions, and provide third-party transaction cost analysis and NBBO analysis designed to meet your best execution audit reporting obligations.
CAPIS trading capabilities currently include:
Global equities 24/6 with direct electronic connections to multiple trust accounting systems
Fixed Income (USD)
Options
Program Trading
CAPIS trading and operations support currently includes:
Commission Management
Compliance Assistance
Settlement and Clearing Support
About Our Team
Established in 1977, CAPIS has a reputation of having a team of experienced traders using state-of-the-art trading technology which sets us apart as a leader in our field. Trading is at the heart of what we do, and we strive to achieve best execution. CAPIS has no asset management or proprietary trading conflicts, allowing us to focus solely on client needs. You will not find a greater commitment to personalized client relationships anywhere in the industry.
We use the latest technology to execute our trades, while also offering the personal attention of a block trader. CAPIS’ 24-hour global trading desk delivers superior execution and exceptional trading coverage. And whether you use an electronic trading system or prefer to talk to a human trader, you’ll receive the same superior client service.
Fixed Income
A pioneer of agency trading in fixed income instruments, CAPIS is one of the only brokers that continues to provide research credit on eligible fixed income trades.
Derivatives
Enhance your trading strategies using options and futures. Our derivatives trading desk can help you customize trading strategies to optimize your portfolio and reduce your risk exposure. Options are also eligible for research credit in our CCA/CSA program.
Portfolio Trading
Our portfolio trading desk can implement a coordinated strategy or trading algorithm specifically tailored to your needs. Not only do our traders utilize the most sophisticated trading technology, but they are also involved throughout the entire process to ensure a personalized level of service.
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