Client Notice – Trading of Russian American Depositary Receipts (ADRs)
Due to recent developments in the Ukraine multiple U.S. based market makers have restricted trading in certain Russian ADRs. As a result of these trading restrictions Capital Institutional Services, Inc. may be unable to execute your buy/sell orders in these securities until the restrictions are lifted.
Currently the restricted ADRs include, but may not be limited to, the following:
| Symbol | Security Name |
| AUCOY | POLYMETAL INTL PLC ADR |
| GZPFY | GAZPROM NEFT PJSC S/ADR |
| LUKOY | PJSC LUKOIL S/ADR |
| NILSY | MMC NOR NICKEL PJSC S/ADR |
| OAOFY | PJSC TATNEFT S/ADR |
| OGZPY | PJSC GAZPROM S/ADR |
| ROSYY | PJSC ROSTELECOM S/ADR |
| RSHYY | RUSHYDRO PJSC S/ADR |
| SBRCY | SBERBANK OF RUSSIA S/ADR |
| SGTPY | SURGUTNEFTEGAS S/ADR PFD |
| SGTZY | SURGUTNEFTEGAS PJSC S/ADR |
CAPIS will continue to monitor this situation. Please contact your CAPIS representative if you have any additional questions or concerns.
