CAPIS Clients

CAPIS clients are strictly institutional, including asset managers, asset owners, and consultants. Built on decades of trust, our clients range from smaller bank trust departments to some of the largest investment advisors, ’40 Act funds, insurance companies, pension funds, and consultants in the financial services industry.

Investment Managers

Services

Commission Management Solutions

Commission Management Solutions

Clients have benefited from our CSA/CCA programs for over four decades.

Outsourced/ Supplement Trading

Outsourced/ Supplement Trading

Enables firms to focus on what they do best: managing assets and client relationships.

WRAP/Custodial Solutions

WRAP/Custodial Solutions

Enables RIAs to efficiently aggregate orders, execute blocks, trade-away, and process step-outs.

Trading

US Equity

US Equity

Our high touch desk combines leading edge technology with decades of experience to source & capture liquidity and deliver best-execution.

International Equity

International Equity

Operating 24/6, the CAPIS global trading desk offers trading coverage in 38 markets.

Fixed Income

Fixed Income

Extending your reach, our fixed income desk adds value by sourcing liquidity through a competitive bidding process.

Program Trading

Program Trading

Leveraging years of experience with leading edge technology, our program trading team can effectively manage risks associated with trading entire baskets of stocks.

Options / Futures / FX

Options / Futures / FX

To hedge risk, the CAPIS derivatives team is focused on exchange-traded equity/index options and futures.

CEF Liquidity

CEF Liquidity

https://capis.com/service/closed-end-fund-liquidity/

Fund Sponsors

Services

Transition Management

Transition Management

Assists clients with transitioning assets since 1998.

Commission Recapture

Commission Recapture

Custom analysis, online tools and detailed compliance reporting

Brokerage Reports & Analysis

Brokerage Reports & Analysis

Our broker-dealer offerings serve as a natural complement to the services you provide. your clients.

Trading

US Equity

US Equity

Our high touch desk combines leading edge technology with decades of experience to source & capture liquidity and deliver best-execution.

International Equity

International Equity

Operating 24/6, the CAPIS global trading desk offers trading coverage in 38 markets.

Fixed Income

Fixed Income

Extending your reach, our fixed income desk adds value by sourcing liquidity through a competitive bidding process.

Program Trading

Program Trading

Leveraging years of experience with leading edge technology, our program trading team can effectively manage risks associated with trading entire baskets of stocks.

Options / Futures / FX

Options / Futures / FX

To hedge risk, the CAPIS derivatives team is focused on exchange-traded equity/index options and futures.

CEF Liquidity

CEF Liquidity

https://capis.com/service/closed-end-fund-liquidity/

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