IPOs Priced or News: None of note.

New SPACs launched: 

Secondaries Priced: UPH of note.

Notes Priced of note: None of note.

Common Stock filings: XENE LFMD OWL WATT of note.

Pricing of Over-Allotment: 

Direct Offering: 

Selling Shareholders of note: None of note.

Private Placement of Public Entity (PIPE): None of note.

Mixed Shelf Offerings:  XENE PMVP MGPI MTCR  of note.

Convertible Offering & Notes Filed: None of note.

Note Offerings Filed:  ABR UHAL of note.

Capital Raise Summary From The TradeXchange, bringing traders and investors real time news and Squawk Box, and other sources.

News After The Close:

Scientific Games (SGMS) wins 10 year base contract from  the Pennsylvania Lottery.

Parsons (PSN) wins a $68 million contract from the U.S. Navy.

Rayonier Advanced Materials (RAYM) to increase prices on Cellulose Specialties products  by 15% to 30%.

PACCAR (PCAR) sees truck deliveries reduced by 7,000 vehicles due to chip shortages.

Southwest Airlines (LUV) sets a 12/8 vaccine deadline for employees.

Facebook (FB) apps went down after the close but are now back up. Worst outage since 2008.

After Hours + AGFY +15% RYAM +4% NAPA +4% and – CMTL -11% MGPI -6%

Dividend Announcements: Increases:

Stock Split: 

Buyback Announcements: LULU

After The Hours: Raise Guidance NAPA 

What’s Happening This Morning: Futures value reflects the change with fair value.

S&P 500  Dow Jones Industrial Average   NASDAQ   Russell 2000  . Fair values are mixed. Asia mixed and Europe lower. VIX is at 22.22 from 22.45  in futures from Friday. Gold, silver and copper lower. WTI Crude Oil and Brent Oil Futures higher. Natural Gas is higher. $ is higher vs Euro, lower vs Pound and higher vs Yen. US 10 year Treasury price is at $131.91 from $131.97  yesterday with yields at from 1.488% on Monday morning. Bitcoin at $47532 from $47646 Friday morning, trading at $-1367 or -2.80%.

Monday’s Action – 10/4 Close.  

Positive Sectors Monday:  Energy and Utilities of note.

Negative Sectors Monday:  Technology, Consumer Services and Consumer Cyclical of note.

One Month Winners: Technology, Communication Services, Real Estate and Energy of note.

Three Month Winners: Technology, Communication Services and Healthcare of note.

Six Month Winners: Technology, Communication Services and Real Estate of note.

Twelve Month Winners: Communication Services, Energy, Technology, Financials and Industrials of note.

Year to Date: Energy, Communication Services, Energy, Financials, Real Estate and Technology of note.

Stocks were lower, Bonds were lower, U.S. Dollar lower and Commodities higher. Updated 10/04 Close.

Upcoming Earnings Of: (sorted by market cap, highest to lowest with most visible names)

Gap Ups & Down In Early Pre-Market:

Gap up: AGFY +18%, TISI +15%, NOTV +10%, SB +6%, RYAM +4%, XENE +3%

Insider Action: Of note, CODI, NHI, KOD and SAFE see Insider buying with dumb short selling and smart short sellers in AVGO and SXT. 10/4

Rags & Mags: Highlighted Stories may be clicked through to the original story.  Repeated stories from prior days never listed, i.e. “rehashed news”.

Stocks making the biggest moves RIDE OCGN PEP FB  

Covid Stats: Cases 118,845 from 130,638 a week ago. Deaths 2,027 from 2,177 a week ago. Hospitalizations67,469 from 77,252.

Facebook (FB) Whistleblower to appear before the House.

Senator Joe Manchin (D- WV) i.e. “the most important man in Washington D.C.” notes that Senate should not eliminate using budget reconciliation to extend the debt ceiling. (CNN)

Office of Inspector General will review trading activity of Federal Reserve officials after Federal Reserve Vice Chairman acknowledged he was trading as well. (CNBC)

Senate to vote to suspend the debt limit but unlikely to pass with the 60 votes needed. (The Hill)

Only 44% of children 5 to 11 will get vaccinated per survey. (Axios)

Pfizer (PFE) vaccine provided 90% protection against hospitalization six months out after shot. (NY Times)

Robinhood looks at the newest undersea cable from Britain to Norway, North Sea Link cable. Netflix (NFLX) Squid Game shows big overseas opportunities.

Moving Average Update

Score at 17% from 40% unchanged. Updated 10/4 Close.

Geopolitical: